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Surrey provision management mapping frequently asked questions

Provision Management is a strategic management tool. It will enable the Local Authority and Schools to be explicit about the range of provision that should be in place to support children and young people with special educational needs/learning difficulties/disabilities (SEN/LDD) in Surrey.


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  1. How does provision mapping/management replace Individual Education Plans (IEPs)?
  2. How do you measure strategies like building self-esteem?
  3. Will the ICT tool have the facility to enter information for two financial years, so that it may be mapped to academic year provision?
  4. Can the spreadsheet be password protected in school to safeguard confidentiality issues?
  5. Guidance Notes p.15 gives weeks per year as 38. Why is this not 38.6 weeks as 0.6 are paid to all SNAS for INSET training?
  6. From Guidance Notes p.15: a) what pay grade is used for LSA? and b) what spine pt. used for teacher?
  7. Should the role of SENCO be costed? For example: a) delivery of interventions, i.e. group work – costed to children; b) meetings, phone calls and paperwork about individual children, by timesheets; c) admin generally for the whole school.
  8. How does the process accommodate "arising" needs? In a large infant school many of the needs arise during the year and cannot be predicted.
  9. If you know that all your TAs are on the top point, can you overwrite the salary in the spreadsheet? Alternatively, could there be a drop down with all points of scale to be chosen from and have midpoint highlighted?
  10. Will the workshops be for bursar/admin/SENCO individually or together?
  11. Subjective assessment? 1, 2, 3 on spreadsheet for pupil outcomes.
  12. Surrey Schools are concerned about the lack of "first ten points" of statemented children when transferring into junior schools. Lower numbers of School Action + means that School Action children get little or no intervention.
  13. Could there be guidance on what appropriate outcomes are for 'non-academic' difficulties, e.g. social skills? In these areas progress can be hard to quantify and we are not aware of standardised scores or progress data for such needs.
  14. Is there an existing audit of need? (Proforma!)
  15. Is this started in the summer term or the autumn term, following further training in the summer?
  16. What about gifted and talented pupils – how do we include them in provision management?
  17. When is this coming online?
  18. When does this have to be in place?
  19. Will schools/SENCO be allocated time to set this up, particularly making time for working with bursars and head teachers?
  20. Will there be money in the budget in the first year, for setting this up?
  21. What happens when pupils arrive/leave school during the year?
  22. Will parents have a copy of individual provision mapping if used as IEP with costings, etc?
  23. Does the tool run for the academic or financial year? Gold Book is the financial year.
  24. Should SENCO time be included? If so, how is this shown?
  25. Where is the paperwork and tools online?
  26. Which edition of Windows is needed to use the ICT tool?
  27. How can Surrey share information on what programmes do or don’t work for SEN provisions?
  28. Is there going to be a common Surrey approach to how we do the budgeting of SEN hours? At the moment there is a variety of approach to how to code TA hours.
  29. Do schools need an update on employment law and the practicalities of contracts where needs fluctuate regularly?
  30. Will the blank charts be available electronically?
  31. If there is no statutory provision for SA+, how is this going to affect going for a Statement? Currently being asked if the child has its 10 hours provision.
  32. Clarification of an individual map replacing an IEP – will the panel accept these?
  33. Is there an expectation that all schools will be using this ICT mapping tool when it becomes available?
  34. How in the long run is it anticipated the information gathered in this tool will be used outside of the schools personal use?
  35. Can costings of meetings/reviews, etc. on behalf of individual students be included?
  36. Admin and clerical support – valid expense?
  37. Should smaller 'bottom' sets be paid for from SEN budget?
  38. Is the Graduated Response changing?
  39. Can secondary schools access primary provision and its management impact, so that maximum progress is achieved on transfer through the tool?
  40. Assessments for some interventions - might it be difficult to record the impact of them?
  41. Will there be support as the tool is introduced?
  42. Does the tool talk to SIMS?
  43. What is the cost of the toolkit?
  44. Will the Surrey criteria stay the same for SA/SA+, etc.?
  45. Will parents be demanding more from schools when they see what should be provided?
  46. If this is an inclusion provision map – where do EAL and G&T children fit in?

Q1. How does provision mapping/management replace IEPs?

A1.Schools that have developed provision management have found that they can use individual provision maps as an alternative to writing large numbers of traditional IEPs for pupils with relatively common, low-level needs which are routinely met through group provision. There are some examples of individual provision maps in the Surrey Provision Mapping/Management for inclusion Guidance Materials, which were distributed to all schools who attended the introductory conferences. In addition, the Surrey SEN Provision Management ICT Tool has the facility to print an individual pupil record of current provision.

When individual provision maps are used it is essential that individual pupil progress continues to be regularly reviewed. The SEN Code of Practice states that reviews should take place at least twice per year and ideally termly, or more frequently for some pupils. There should be regular pupil progress reviews which link to the individual pupil provision map and summarises progress, drawn from ongoing assessment records. The pupil and parents should be fully involved in the pupil progress review.


Q2. How do you measure strategies like building self-esteem?

A2.There are a number of assessment tools that are designed to assess aspects of pupils' social, emotional and behavioural development, including self-esteem. These include:

  • The Boxall Profile – Available from The Nurture Group Network - website: www.nurturegroups.org
  • The Coping in Schools Scale (CISS) from Challenging behaviours – Practical strategies for effective intervention and reintegration by Jane McSherry – David Fulton Publishers
  • SNAP-B Special Needs Assessment Profile – Behaviour by Rob Long and Charles Weedon www.roblong.co.uk

There are also assessment tools that are designed specifically to assess and 'score' pupils' self-esteem. These include:

  • B/G-Steem – A self-esteem scale with locus of control Items – by Barbara Maine and George Robinson - www.uk.sagepub.com/education
  • VASES Visual Analogue Self-Esteem Scale – Winslow Publications
  • Insight (Pre-School, Primary and Secondary Versions) by Elizabeth Morris

Q3. Will the ICT tool have the facility to enter information for two financial years, so that it may be mapped to academic year provision?

A3.This would be complicated and is therefore for one financial year.


Q4. Can the spreadsheet be password protected in school to safeguard confidentiality issues?

A4.The school can password protect the spreadsheet if necessary within Excel. This will depend on the individual school requirements so a password has not been set at county level. Excel also offers the ability to hide certain sheets if necessary. These functions are specific to the version of Excel you are using and more information can be found in the Excel help facility. It must also be noted that there are Excel password recovery tools available online and therefore it is important that other precautions are made if necessary. It is also important that you back up the tool regularly. Please see additional information in the accompanying Guidance Booklet regarding security.


Q5. Guidance Notes p.15 gives weeks per year as 38. Why is this not 38.6 weeks as 0.6 are paid to all SNAS for INSET training?

A5.The term time only salaries are based on 38.6 weeks, but cost per hour of delivery is still based on dividing total cost by 38 weeks ie assume 38.6 weeks paid but only 38 weeks contact time.


Q6. From Guidance Notes p.15: a) what pay grade is used for LSA? and b) what spine pt. used for teacher?

A6.Schools will have the option to choose their own scale point for all staff or to select an average if they prefer. The latest version of the tool includes this.


Q7. Should the role of SENCO be costed? For example: a) delivery of interventions, i.e. group work – costed to children; b) meetings, phone calls and paperwork about individual children, by timesheets; c) admin generally for the whole school.

A7.Yes. All elements of the SENCO's time, which are directly related to the work on SEN, should be costed. Aspects of co-ordination of provision, including meetings, phone calls, completing records and annual review would be accounted to Level 1 funding. Direct work with pupils e.g. group sessions, could be accounted to the whole SEN budget.


Q8. How does the process accommodate "arising" needs? In a large infant school many of the needs arise during the year and cannot be predicted.

A8.Although Provision Management encourages greater strategic planning it will often be the case that needs arise and are identified during the year. The provision map should be kept under review and provisions and pupils can be added during the year. Alternatively, some schools review their provision map on a termly basis. This may be particularly appropriate for infant schools.


Q9. If you know that all your TAs are on the top point, can you overwrite the salary in the spreadsheet? Alternatively, could there be a drop down with all points of scale to be chosen from and have midpoint highlighted?

A9.There is now a drop down table allowing any scale point to be selected. It also allows you to distinguish between full time staff, term time only staff employed for fewer than five years and term time staff employed for more than five years (higher fte fraction).


Q10. Will the workshops be for bursar/admin/SENCO individually or together?

A10.The workshops are for the bursar/admin/SENCO together. It is essential that both understand how the ICT Tool works.

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Q11. Subjective assessment? 1, 2, 3 on spreadsheet for pupil outcomes.

A11.These are not subjective assessments. The judgements as to whether a pupil has met, not met or exceeded expected outcomes will be based upon the ongoing assessment records in relation to the expected outcomes set for each provision. This is a summative assessment for the purposes of monitoring progress of pupils and the effectiveness of different provisions.


Q12. Surrey Schools are concerned about the lack of "first ten points" of statemented children when transferring into junior schools. Lower numbers of School Action + means that School Action children get little or no intervention.

A12. Junior schools are generally larger than infant schools and therefore have higher baseline funding to meet the needs of children with SEN. To be clear, there is not a "lack" of the first ten points; this is delegated in a different way from statemented funding.


Q13. Could there be guidance on what appropriate outcomes are for 'non-academic' difficulties, e.g. social skills? In these areas progress can be hard to quantify and we are not aware of standardised scores or progress data for such needs.

A13. There are very few sources of standardized scores and no national progress data for social, emotional and behavioural development. There is a range of assessment tools that schools can use to ‘baseline’ pupils and reassess after interventions. Over time individual schools will be able to refer to their own data to improve the accuracy of their expected outcomes.

A number of tools in this area are listed in question 2. Other tools which can be used in this area are:


Q14. Is there an existing audit of need? (Proforma!)

A14. The 'must, could, should' audit which is available in the Surrey Provision Mapping/Management for inclusion Guidance Materials can be used for a class audit of need.


Q15. Is this started in the summer term or the autumn term, following further training in the summer?

A15. Many schools find it most helpful to prepare a provision map from the beginning of the Autumn Term. The preparatory work for this is undertaken in the Summer Term 2010.


Q16. What about gifted and talented pupils – how do we include them in provision management?

A16. Gifted and talented pupils are not pupils with special educational needs. However, if a school wishes to use an inclusive provision map approach it would be possible to add 'additional to' and 'different from' provisions for Gifted and Talented pupils to the provision map. The school would need to add a resource allocation to the income sheet to cover the cost of these provisions. It would not be appropriate for a school to use their AEN/SEN resources to make provision for this group of pupils.


Q17. When is this coming online?

A17. Summer Term 2010.


Q18. When does this have to be in place?

A18. By September 2011.


Q19. Will schools/SENCO be allocated time to set this up, particularly making time for working with bursars and head teachers?

A19. This would need to be negotiated within each school. It is clear that the initial setting up of provision management and the setting up of the first school provision map requires a significant investment of time in the first year.


Q20. Will there be money in the budget in the first year, for setting this up?

A20. No.

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Q21. What happens when pupils arrive/leave school during the year?

A21. Please see response to question 7. The provision map should be kept under review throughout the year and adjusted according to individual school circumstances.


Q22. Will parents have a copy of individual provision mapping if used as IEP with costings, etc?

A22. This is a decision for the school. It is possible to print an individual provision map for a pupil without details of costings.


Q23. Does the tool run for the academic or financial year? Gold Book is the financial year.

A23. The budget information is for the financial year and the tool is intended to address provision over the academic year.


Q24. Should SENCO time be included? If so, how is this shown?

A24. Please see response to question 6.


Q25. Where is the paperwork and tools online?

A25. Special educational needs policy and practice in Surrey


Q26. Which edition of Windows is needed to use the ICT tool?

A26. Microsoft Office Excel 97 or above.


Q27. How can Surrey share information on what programmes do or don't work for SEN provisions?

A27. Through the SENCo networks.


Q28. Is there going to be a common Surrey approach to how we do the budgeting of SEN hours? At the moment there is a variety of approach to how to code TA hours.

A28. There are still separate SAP cost elements for SEN teachers and SEN teaching assistants, with separate categories for levels 1-2 and level 3, so in principle such staff can be coded separately if schools desire.


Q29. Do schools need an update on employment law and the practicalities of contracts where needs fluctuate regularly?

A29. These questions are best dealt with as they arise individually in schools drawing on advise from the Personnel Service.


Q30. Will the blank charts be available electronically?

A30. Yes, a copy of the Surrey Provision Mapping/Management for inclusion Guidance Materials, which includes blank charts will be made available electronically.

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Q31. If there is no statutory provision for SA+, how is this going to affect going for a Statement? Currently being asked if the child has its 10 hours provision.

A31. The Code of Practice for SEN clearly states that evidence must be provided to demonstrate that children are not making adequate progress prior to a Statement of SEN being requested. Surrey’s SEN Service would expect adequate provision to have been made at a higher level, using level 1 and 2 parts of the SEN Notional Budget. Ten hours is used as a guideline, because anything significantly less than this would not be able to adequately demonstrate that, with sufficient intervention, progress has not been achieved. Each case is looked at on its individual merits.


Q32. Clarification of an individual map replacing an IEP – will the panel accept these?

A32. Yes.


Q33. Is there an expectation that all schools will be using this ICT mapping tool when it becomes available?

A33. Yes, unless they have something already in place of an equivalent nature that provides the same information.


Q34. How in the long run is it anticipated the information gathered in this tool will be used outside of the schools personal use?

A34. The information will be used for the Local Authority’s statutory requirement to monitor schools' SEN provision and outcomes.


Q35. Can costings of meetings/reviews, etc. on behalf of individual students be included?

A35. Yes. This could be included on the broad spend sheet as an annual summary of staff time.


Q36. Admin and clerical support – valid expense?

A36. Yes, on the broad spend sheet, but only against Level 1 funding.


Q37. Should smaller 'bottom' sets be paid for from SEN budget?

A37. where the needs of the bottom set are such that it can be considered SEN but it would be up to the school to justify it in each individual case. "Smaller" is taken as 12 or less pupils in the group/set.


Q38. Is the Graduated Response changing?

A38. This will need to be reviewed within the framework relating to Provision Management.


Q39. Can secondary schools access primary provision and its management impact, so that maximum progress is achieved on transfer through the tool?

A39. Schools can decide to share information on transfer in relation to provision and outcomes for learners to support smooth transition.


Q40. Assessments for some interventions - might it be difficult to record the impact of them?

A40. The impact of some interventions is more difficult to measure than others. However, the experience of provision management has shown that schools have managed to find ways to assess the impact of interventions in terms of pupil outcomes for all types of interventions.

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Q41. Will there be support as the tool is introduced?

A41. Yes through a series of workshops led by SEN and ICT consultants. The guidance booklet refers to contacts for further advice.


Q42. Does the tool talk to SIMS?

A42. Not in the current version. However student information can be cut and pasted between SIMs and the tool.


Q43. What is the cost of the toolkit?

A43. There will be no cost to Surrey Schools.


Q44. Will the Surrey criteria stay the same for SA/SA+, etc.?

A44. Longer term, this will need to be reviewed.


Q45. Will parents be demanding more from schools when they see what should be provided?

A45. Provision Management/Mapping aims to increase transparency. Parents/carers should be clear about what they can expect from all mainstream schools and schools should be clear about what the Local Authority expects them to provide from within their resources and what the Local Authority provides from centrally retained resources.


Q46. If this is an inclusion provision map – where do EAL and G&T children fit in?

A46.Please see response to question 16.

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  • Updated: 30 Apr 2013
  • Sophie Harris
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Permalink: http://www.surreycc.gov.uk/?a=204607